Privacy Policy
Harvest Financial Corporation respects the privacy of all our customers. Any information collected is deemed to be the property of Harvest Financial. This information is shared only with institutions whose products or services we use or at the request of our regulatory agencies. These institutions also maintain the same commitment to our customers' privacy. These institutions would include mutual fund companies, insurance companies and our present correspondent, Mesirow Financial. The Regulatory Agencies may be the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA) or any of the Exchanges where we may place our trades.
The Privacy Policy statement must be given to every account at the time the account is opened. The firm is also required to conduct a mass mailing to all accounts annually. Harvest Financial has elected to process this mailing in the 4th quarter of each year. The Compliance Officer will monitor the annual mailings.